Membership Requirements 

Based on the requirements outlined in the relevant regulations of UBX and the set of documents attached to the application, the UBX will decide whether to accept the applicant as a member of the UBX. Applicants for membership must meet the following requirements and additional requirements set by the UBX from time to time.

Membership application procedure

An individual wishing to become a member of the company shall be registered in two main stages. These include:

1. An applicant who meets the relevant requirements of the “Ulaanbaatar Securities Exchange Membership Procedure” shall submit an application to become a member of the Exchange, and the Exchange shall review the relevant materials and send the user's name and password to the applicant, so then that individual will have the right to submit an application.
2. The applicant shall submit the application using the provided username and password and attach the documents specified in the relevant regulations to the application.

The process of applying for membership in the Exchange and deciding the application:

• If the Board of Directors of UBX has declined the membership application, that individual can apply again after 6 months.

Clearing members shall be professional participants in the market and legal entity having participantship with the CCP, who has responsibilities to ensure that securities clearing and settlement procedures should be completed regularly and to mitigate credit risk. Clearing member could be one of the 2 types of memberships, a general clearing member who can handle settlement for other members and a direct clearing member who can conduct settlement for itself.

Currently, the following members that signed membership contract with the Exchange operate:

Admission Criteria for Clearing Member

Clearing membership document

Clearing membership application

If you are interested in becoming a clearing member of the Ulaanbaatar Securities Exchange, please click here.

Phone: +976-7000-0501, +976-7000-0502

The compliance adviser is responsible for engraining the securities issuing company and its compliance with the law and regulations. Accordingly, we require security issuers’ to have a contract with the compliance adviser for at least one year after listing on the stock exchange, which has the advantage of streamlining the company's operations and providing timely information about the company to investors.

Request to work as compliance advisories

Requirements for compliance advisories

1. To be a legal entity operating based on obtaining a license from the Commission in accordance with Article 24.1.15 or 24.1.17 of the Securities Market Law.
2. Have a lawyer who has passed the lawyer bar and an auditor licensed to conduct auditing activities, regardless of the main field of activity.

If you want to work as a supplier, please fill in the information below and send it to listing@ubx.mn.

1. Brief introduction of legal entity
2. Application for registration in the list of compliance advisory
3. Copies of licenses and other relevant materials required for professional activities